Search
RSS
Our Attorneys
Twitter
Twitter

Entries in FINRA (1)

Thursday
Nov032011

New Guidance on Social Media and Business Communications for Broker-Dealers

Broker-dealers and financial institutions concerned about the use of social media platforms for business communications should review relevant guidance recently released by FINRA.  For a summary of the guidance, refer to a Client Alert recently published by Molly Callaghan, an attorney in our Business Law Group.