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Entries in Regulators (2)

Thursday
Apr062017

Upcoming Event: Hot Compliance Topics in a Cyber World

On May 3, Susan Bryant of Verrill Dana, LLP will present a session entitled "Hot Compliance Topics in a Cyber World" at the Maine Bankers Association Trust & Wealth Management Conference at the Harraseeket Inn in Freeport, Maine.  

In this presentation, Susan will cover issues that currently concern regulators and how to build a compliance program to address such issues as cybersecurity, risk management, working with third parties, privacy/confidentiality, the Volcker Rule, fraud prevention, and the new anti-money laundering rule. Susan will also cover the requirements of an adequate compliance program, from adopting written policies and procedures to establishing controls and reporting to senior management.

Susan Bryant is a member of Verrill Dana’s Securities Law Group and the firm’s Business Law Group.  Susan is based in Portland, Maine and Westport, CT.

Learn more and register for the conference online here.

Tuesday
Nov292011

Maine financial institutions, in the news . . . 

  • Skowhegan Area High School welcomes Skowhegan Savings Bank branch.
  • FAME names Camden National Bank as “Financial Institution of the Year.”
  • Seth Sherwood named Small Business Relationship Manager for TD Bank’s Central Maine Region.
  • Bar Harbor Bankshares promotes three senior executives.
  • JP Morgan Chase settles wrongful foreclosure with Effingham, NH couple.
  • Federal regulators announce review of foreclosures.  NPR interview with Maine Attorney Tom Cox.